Regulatory Guidance Consultant

Want to be a subject matter expert? If you are an expert in unit trust regulations you might be thinking, what next? How do I develop from here? How about learning about regulations in the exciting world of Asian fund management? You job will be to oversee regulatory advice on unit trusts in Hong Kong, […]


Business Assurance / Compliance Officer

Worrying about your future is exhausting. And a lot of financial services businesses give you reason to worry all the time. Restructuring. Re-designing. Change management. Exciting if you are a project manager but not for anyone else. You crave stability because stability provides a platform. The opportunity to learn and advance. But you aren’t getting […]


Compliance Administrator

Can you manage upwards? It sounds strange doesn’t it? But you have compliance or sales support experience within financial services. So without realising it that is what you will have done. You’ll have kept advisers and management happy by managing upwards. You will know when to chase. How to chase. And how to do all […]


Compliance Manager

It may surprise you but the number one statistical reason for a job move is the desire to learn.   Not escape a bad boss (although that’s pretty high), get promoted or get better pay. It’s that innate human need to learn and develop that comes top.   And being honest, developing is something you […]


Compliance Manager

It may surprise you but the number one statistical reason for a job move is the desire to learn.   Not escape a bad boss (although that’s pretty high), get promoted or get better pay. It’s that innate human need to learn and develop that comes top.   And being honest, developing is something you […]


Acquisitions and Mergers Consultant

Acquisitions are complex. Mergers, de-mergers, adviser succession. It all takes careful handling, an eye for detail and the personality to guide, cajole and maintain positive relationships between the different parties. And when you are running a business you don’t always have the time to project manage negotiations, deal with issues and understand the financial/tax implications […]


Complaint Handler

When you hear of a complaint what do you do? Roll your eyes? Think “here we go again”? Or, “this could be an opportunity”? And this opportunity is also for you. It’s an opportunity for you to join a new team that is being established in Bristol. And new teams need leading. They need direction. […]